Privacy Policy

Prosperia Securities Group Ltd

Prosperia Securities Group Ltd (“Prosperia,” “we,” “our,” or “the Company”) is committed to protecting the privacy, security, and confidentiality of all personal and financial information entrusted to us. As a U.S.-based financial services institution operating globally—including collaborative activities with licensed financial organizations in Bangladesh—Prosperia adheres to applicable privacy, data-protection, and financial-compliance laws in the United States and other relevant jurisdictions.

This Privacy Policy outlines how Prosperia collects, uses, stores, protects, and discloses your information when you access our website, digital platforms, or any services operated under the Prosperia Group.

Use of our platform and services indicates that you understand and agree to the practices described in this Policy.

1. Information We Collect

Prosperia collects only the information required for regulatory compliance, risk management, and the provision of high-quality financial services. This may include:

1.1 Personal Identification Information

Full legal name
Government-issued identification (passport, national ID, driver’s license)
Date of birth
Residential address

1.2 Contact Information

Phone numbers
Email addresses
Communication records for customer-support purposes

1.3 Financial & Transaction Information

Bank account or payment-related details
Transaction histories and investment activities
Records required for AML, KYC, and regulatory reporting

1.4 Technical & Platform Usage Data

Login history, device identifiers, IP address
Cookies and platform analytics (where permitted by local law)

2. How We Use Your Information

Prosperia uses collected information solely for lawful, compliance-oriented, and service-related purposes, including:

KYC/AML verification and identity authentication
Compliance with U.S. regulatory requirements, including SEC and FinCEN rules
Compliance with foreign regulatory frameworks, including BSEC oversight where applicable
Transaction processing and account servicing
Risk assessments, fraud detection, and security monitoring
Customer support and operational communications

We do not use customer information for marketing without explicit consent.

3. Information Sharing and Disclosure

Prosperia does not sell, rent, or commercially disclose personal information.

We only share information under the following lawful circumstances:

3.1 Regulatory and Legal Requirements

Information may be disclosed to:

U.S. Securities and Exchange Commission (SEC)
Financial Crimes Enforcement Network (FinCEN)
Other U.S. federal or state regulatory bodies
Bangladesh Securities and Exchange Commission (BSEC), when applicable to cross-border services
Court orders or law-enforcement requests

3.2 Operational Requirements

Information may be shared with:

Licensed broker-dealers
Custodians and clearing partners
Payment processors
Technology infrastructure providers
Affiliates within Prosperia Securities Group
All third-party partners are required to comply with strict confidentiality and data-security standards.

4. Information Storage and Security

Prosperia employs industry-standard and institution-grade security measures to safeguard user data, including:

End-to-end encrypted data transmission
Segregated data storage with multi-layer access controls
Continuous monitoring and threat-detection systems
Regular compliance audits and security testing
Restrictive employee access based on “need-to-know” protocols

We retain information only for as long as required by applicable laws and regulatory frameworks.

5. Cross-Border Data Transfer

As a global financial services institution, Prosperia may securely transfer information across jurisdictions (including the United States and Bangladesh). All cross-border transfers comply with:

U.S. data-protection requirements
Applicable Bangladeshi regulations
International best practices for financial-sector data governance

6. Your Rights

Depending on your jurisdiction, you may have the right to:

Request access to your personal information
Correct inaccurate or incomplete information
Request deletion of records where legally permissible
Restrict or object to certain data-processing activities

Prosperia will respond to all eligible requests in accordance with regulatory obligations.